FX Global Code
Make FX Global Code adherence an evidenced governance process.
Assess the Code’s 55 principles, document applicability, connect controls and evidence, manage Compliance challenge and remediation and maintain the record supporting your Statement of Commitment.
FX Global Code
2026 Assessment
55 principles across six themes
55
Principles
48 scoped • 7 under review
Evidence
Evidence status
14 information requests open
Challenge
Compliance review
5 feedback requests
Remediation
Open actions
4 owned actions
Commitment
Statement readiness
83% complete
The challenge
A Statement of Commitment should be supported by more than a questionnaire.
01
55 principles
A broad body of expectations needs a consistent, navigable assessment record.
02
Evidence
Support material must remain connected to the conclusion it supports.
03
Proportionality
Applicability must be reasoned, recorded and appropriate to the firm’s role.
04
Governance
Leadership needs a clear view of challenge, findings and readiness.
The assurance workflow
A connected record from scope to Statement of Commitment.
01
Scope
Firm role and proportionality
02
Principle
55-principle catalogue
03
Controls
Map operating controls
04
Evidence
Support the conclusion
05
Assessment
Principle-level narrative
06
Challenge
1st / 2nd Line workflow
07
Remediation
Owned action and closure
08
Commitment
Statement support
Theme-based navigation
Navigate all 55 principles with clarity.
Review principles by theme, document applicability and proportionality, and preserve the rationale behind every decision.
Control and evidence mapping
Every adherence conclusion can show its work.
Connect each principle to operating controls, then connect controls to testing, evidence, assessment narratives, challenge and remediation.
Capabilities at a glance
The operating infrastructure for FX Global Code adherence.
Catalogue
55-principle catalogue
A structured assessment record.
Navigate
Themes & scoping
Theme-led proportionate applicability.
Map
Control mapping
Connect controls to principles.
Support
Evidence & narratives
Evidence-led conclusions.
Assist
AI assistance
Expert-controlled drafting support.
Challenge
Challenge & remediation
Accountable findings and action.
Oversee
Dashboard & audit trail
Complete activity history.
Commitment
Statement of Commitment support
Readiness backed by the record.
Who it is for
Built for institutional FX market participants.
Banks • Broker-dealers • FX liquidity providers • Asset managers • Other institutional FX market participants
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FX Global Code
Turn Code adherence into an auditable assurance record.